Financial and Stock Market Operation Fees

Custody fees

Custody fee1, 2, 3, 4
0.25% per annum
External transfers of securities5, 6
0.3%, min 75 EUR
Transfers of securities within the bank
by agreement
Commission fee for submitting an instruction and SWIFT form MT599 by the Bank for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear7
100 EUR
Commission fee for resubmission of the Bank's instruction and SWIFT form MT599 for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear, which are required for reasons beyond the Bank's control7
50 EUR
Participation in corporate event (Voting in shareholders' meeting)
55 EUR
Participation in corporate event (except voting in shareholders meeting)
28 EUR
Preparation of non-standard documents on Customer's request
Comission is charged according to the Bank's fees in section "Preparation, processing of documents and references"
Commission fee for instruction on currency exchange at Euroclear3
11.50 EUR
Conversion of securities
200 EUR
Commission for each payment of coupon income and dividends, if client up-to-date tax form W-8BEN, W-8BEN-E is available and the counterparty provide such service for Bank clients3
50 EUR per payment
Submission of documents (certificates, references, etc.) prepared by the client to depositary - when avaliable
150 EUR + VAT + all expenses8
Opening a subaccount with the Bank’s counterparty for safekeeping client’s assets (Nasdaq CSD (Latvia) etc ) - when avaliable
200 EUR
Each tax related request is reviewed individually
min 150 EUR + VAT
Dispatch of trade confirmations via e-mail or by Fax
Free of Charge
Dispatch of weekly statements via e-mail or by Fax
Free of Charge
Dispatch of statements by mail
mailing expenses

1) Is calculated in euro currency (calculated by act/360 day count) based on the market value of the asset (s) and charged in the currency indicated in investment accounts opening order, excluding metals (commission listed separately). If the asset does not have a market price, then it will be valued by the Bank at its nominal value, unless otherwise agreed

2) For assets of Russian issuers, that are not traded on the Moscow Stock Exchange and are hold in NSD, the storage fee is calculated on a monthly basis, based on the asset's nominal value and rate of client custody fee, additional is charged 100 rubles per issue. Commission is charged in euro currency

3) Or an equivalent in other currency

4) With the exception of servicing client accounts for financial instruments that are subject to limitations imposed by the Bank's counterparty obligations and European Union (hereafter referred to as the EU) laws. In this instance, the Bank examines counterparty requirements and/or EU legislation, and a custody fee of 0.5% year will be charged for managing the financial instruments account

5) From asset market value

6) For the securities transfers, that are hold in NSD, minimum commission is 30 EUR per asset / instruction

7) In accordance with the requirements of the Euroclear depository for the segregation of securities, the Bank's submission of instruction and SWIFT form MT599 may be mandatory and carried out without receiving separate order from the client. If the client submits an order for an external transfer of securities, an additional fee is charged for "External transfers of securities"

8) Including the depository commission for the securities transfer between accounts

Equities, ETF

Charged from trade amount or per 1 share. In addition can be charged agent's commissions, annual depository fee, shareholder servicing fee, inspection fees, transaction fees (conversion, issuance) etc., including VAT, if is applicable

USA1, if share price is:
   below 1 USD
2%, min 100 USD
   1.01-3 USD
1%, min 50 USD
   exceeds 3.01 USD
0.025 USD per share, min 50 USD
Canada
0.025 CAD per share, min 50 CAD
Canada2
0.035 CAD per share, min 50 CAD
United Kingdom3
0.2%, min 50 GBP/ EUR/ USD
LSE IOB
0.25%, min 50 USD
Eurozone (except Austria, Greece, Germany, Finland, Italy, Spain)4, 5
0.2%, min 50 EUR
Austria
0.2%, min 75 EUR
Finland
0.2%, min 75 EUR
Italy
0.2%, min 75 EUR
Greece (purchase/sale)6
0.5% / 1%, min 75 EUR
Germany (except Xetra Frankfurt )
2%, min 100 EUR
Spain
0.2%, min 75 EUR
Xetra Frankfurt
0.2%, min 50 EUR
Norway
0.25%, min 860 NOK
Poland
0.25%, min 250 PLN
Denmark
0.2%, min 565 DKK (charged in euro currency)
Switzerland
0.2%, min 50 CHF
Sweden
0.2%, min 895 SEK
Australia
0.25 %, min 125 AUD (charged in euro currency)
Japan
0.25 %, min 12 500 JPY
Hong Kong7
0.5%, min 1245 HKD (charged in euro currency)
Singapore
0.4%, min 110 SGD (charged in euro currency)
Equities denominated in other currency
by agreement

1) The bank does not guarantee trade execution of OTC US stocks - trading is done on individual request basis only; Hard-to-Borrow fee may apply to short selling

2) In the absence of DMA (Direct market access)

3) In addition stamp duty (0.5% of deal’s volume) and PMT Levy (1 GBP per transaction) are collected, when purchasing assets in GBP

4) The purchasing shares of French companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.3% of the deals amount. The purchasing of shares, depositary certificates such as ADRs and GDRs of Italian companies with market capitalisation over 500 million EUR is applicable to Financial Transaction Tax which equals to 0.1% for regulated markets and 0.2% for others markets of the deals amount. The purchasing shares, depository certificates such as ADRs and GDR, of Spanish companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.2% of the deals amount

5) For purchases of shares of the Irish companies stamp duty (1% of deal’s volume) is additionally charged

6) Additionally, Sales Tax, 0.2% of the sale transaction amount is charged

7) In addition stamp duty (0.13% of deal’s volume) is collected

Bonds

Government bonds in EUR or USD
0.10%, min 50 EUR / USD
Corporate bonds in EUR or USD
0.15%, min 50 EUR / USD
Bonds denominated in other currency
by agreement

Derivatives

Stock options

USA (OCC/CBOE/CME/CBOT)1
3.5 USD, min 35 USD
United Kingdom (Euronext)1
4 GBP, min 35 GBP
EU countries (EUREX/Euronext)1
4 EUR, min 35 EUR
Switzerland (EUREX)1
4 CHF, min 35 CHF

Futures and futures options

USA, Eurozone, UK, Switzerland, if monthly turnover2:
 
   Up to 100 contracts
19 units in the contract currency / per side
   from 101 to 500 contracts
15 units in the contract currency / per side
   from 501 contracts
11 units in the contract currency / per side
Forward contracts on LME
25 USD per contract/per side

1) For options assignments and exercises will be charged standard commissions and taxes as for equity operations

2) Full contract round, commission scale is assigned for the following month according to the results of the current month

Investment fund shares

Third party funds shares

- Charged in currency of the transaction

- In addition to the client commission the Bank may receive inducements from third parties within the individual agreements.

Purchase
1.5%, min 500 EUR
Sale
1%, min 500 EUR

Electronic trading platforms

Rietumu FX trading platform

- Direct access to trading currencies, metals, energies and contracts for difference (CFD). Rietumu FX Trade conditions (www.rietumu.com/en/person/trading/currency/currency-terms)

- Minimum deposit for platform application 1 000 EUR

Commission on the amount of transaction
0.025%
Order placed by phone
+ 50 EUR

Custody fees

Custody fee1, 2, 3, 4
0.25% per annum
External transfers of securities5, 6
0.3%, min 75 EUR
Transfers of securities within the bank
by agreement
Commission fee for submitting an instruction and SWIFT form MT599 by the Bank for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear7
100 EUR
Commission fee for resubmission of the Bank's instruction and SWIFT form MT599 for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear, which are required for reasons beyond the Bank's control7
50 EUR
Participation in corporate event (Voting in shareholders' meeting)
55 EUR
Participation in corporate event (except voting in shareholders meeting)
28 EUR
Preparation of non-standard documents on Customer's request
Comission is charged according to the Bank's fees in section "Preparation, processing of documents and references"
Commission fee for instruction on currency exchange at Euroclear3
11.50 EUR
Conversion of securities
200 EUR
Commission for each payment of coupon income and dividends, if client up-to-date tax form W-8BEN, W-8BEN-E is available and the counterparty provide such service for Bank clients3
50 EUR per payment
Submission of documents (certificates, references, etc.) prepared by the client to depositary - when avaliable
150 EUR + VAT + all expenses8
Opening a subaccount with the Bank’s counterparty for safekeeping client’s assets (Nasdaq CSD (Latvia) etc ) - when avaliable
200 EUR
Each tax related request is reviewed individually
min 150 EUR + VAT
Dispatch of trade confirmations via e-mail or by Fax
Free of Charge
Dispatch of weekly statements via e-mail or by Fax
Free of Charge
Dispatch of statements by mail
mailing expenses

1) Is calculated in euro currency (calculated by act/360 day count) based on the market value of the asset (s) and charged in the currency indicated in investment accounts opening order, excluding metals (commission listed separately). If the asset does not have a market price, then it will be valued by the Bank at its nominal value, unless otherwise agreed

2) For assets of Russian issuers, that are not traded on the Moscow Stock Exchange and are hold in NSD, the storage fee is calculated on a monthly basis, based on the asset's nominal value and rate of client custody fee, additional is charged 100 rubles per issue. Commission is charged in euro currency

3) Or an equivalent in other currency

4) With the exception of servicing client accounts for financial instruments that are subject to limitations imposed by the Bank's counterparty obligations and European Union (hereafter referred to as the EU) laws. In this instance, the Bank examines counterparty requirements and/or EU legislation, and a custody fee of 0.5% year will be charged for managing the financial instruments account

5) From asset market value

6) For the securities transfers, that are hold in NSD, minimum commission is 30 EUR per asset / instruction

7) In accordance with the requirements of the Euroclear depository for the segregation of securities, the Bank's submission of instruction and SWIFT form MT599 may be mandatory and carried out without receiving separate order from the client. If the client submits an order for an external transfer of securities, an additional fee is charged for "External transfers of securities"

8) Including the depository commission for the securities transfer between accounts

Equities, ETF

Charged from trade amount or per 1 share. In addition can be charged agent's commissions, annual depository fee, shareholder servicing fee, inspection fees, transaction fees (conversion, issuance) etc., including VAT, if is applicable

USA1, if share price is:
   below 1 USD
2%, min 100 USD
   1.01-3 USD
1%, min 50 USD
   exceeds 3.01 USD
0.025 USD per share, min 50 USD
Canada
0.025 CAD per share, min 50 CAD
Canada2
0.035 CAD per share, min 50 CAD
United Kingdom3
0.2%, min 50 GBP/ EUR/ USD
LSE IOB
0.25%, min 50 USD
Eurozone (except Austria, Greece, Germany, Finland, Italy, Spain)4, 5
0.2%, min 50 EUR
Austria
0.2%, min 75 EUR
Finland
0.2%, min 75 EUR
Italy
0.2%, min 75 EUR
Greece (purchase/sale)6
0.5% / 1%, min 75 EUR
Germany (except Xetra Frankfurt )
2%, min 100 EUR
Spain
0.2%, min 75 EUR
Xetra Frankfurt
0.2%, min 50 EUR
Norway
0.25%, min 860 NOK
Poland
0.25%, min 250 PLN
Denmark
0.2%, min 565 DKK (charged in euro currency)
Switzerland
0.2%, min 50 CHF
Sweden
0.2%, min 895 SEK
Australia
0.25 %, min 125 AUD (charged in euro currency)
Japan
0.25 %, min 12 500 JPY
Hong Kong7
0.5%, min 1245 HKD (charged in euro currency)
Singapore
0.4%, min 110 SGD (charged in euro currency)
Equities denominated in other currency
by agreement

1) The bank does not guarantee trade execution of OTC US stocks - trading is done on individual request basis only; Hard-to-Borrow fee may apply to short selling

2) In the absence of DMA (Direct market access)

3) In addition stamp duty (0.5% of deal’s volume) and PMT Levy (1 GBP per transaction) are collected, when purchasing assets in GBP

4) The purchasing shares of French companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.3% of the deals amount. The purchasing of shares, depositary certificates such as ADRs and GDRs of Italian companies with market capitalisation over 500 million EUR is applicable to Financial Transaction Tax which equals to 0.1% for regulated markets and 0.2% for others markets of the deals amount. The purchasing shares, depository certificates such as ADRs and GDR, of Spanish companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.2% of the deals amount

5) For purchases of shares of the Irish companies stamp duty (1% of deal’s volume) is additionally charged

6) Additionally, Sales Tax, 0.2% of the sale transaction amount is charged

7) In addition stamp duty (0.13% of deal’s volume) is collected

Bonds

Government bonds in EUR or USD
0.10%, min 50 EUR / USD
Corporate bonds in EUR or USD
0.15%, min 50 EUR / USD
Bonds denominated in other currency
by agreement

Derivatives

Stock options

USA (OCC/CBOE/CME/CBOT)1
3.5 USD, min 35 USD
United Kingdom (Euronext)1
4 GBP, min 35 GBP
EU countries (EUREX/Euronext)1
4 EUR, min 35 EUR
Switzerland (EUREX)1
4 CHF, min 35 CHF

Futures and futures options

USA, Eurozone, UK, Switzerland, if monthly turnover2:
 
   Up to 100 contracts
19 units in the contract currency / per side
   from 101 to 500 contracts
15 units in the contract currency / per side
   from 501 contracts
11 units in the contract currency / per side
Forward contracts on LME
25 USD per contract/per side

1) For options assignments and exercises will be charged standard commissions and taxes as for equity operations

2) Full contract round, commission scale is assigned for the following month according to the results of the current month

Investment fund shares

Third party funds shares

- Charged in currency of the transaction

- In addition to the client commission the Bank may receive inducements from third parties within the individual agreements.

Purchase
1.5%, min 500 EUR
Sale
1%, min 500 EUR

Electronic trading platforms

Rietumu FX trading platform

- Direct access to trading currencies, metals, energies and contracts for difference (CFD). Rietumu FX Trade conditions (www.rietumu.com/en/person/trading/currency/currency-terms)

- Minimum deposit for platform application 1 000 EUR

Commission on the amount of transaction
0.025%
Order placed by phone
+ 50 EUR

Custody fees

Custody fee1, 2, 3, 4
0.25% per annum
External transfers of securities5, 6
0.3%, min 75 EUR
Transfers of securities within the bank
by agreement
Commission fee for submitting an instruction and SWIFT form MT599 by the Bank for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear7
100 EUR
Commission fee for resubmission of the Bank's instruction and SWIFT form MT599 for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear, which are required for reasons beyond the Bank's control7
50 EUR
Participation in corporate event (Voting in shareholders' meeting)
55 EUR
Participation in corporate event (except voting in shareholders meeting)
28 EUR
Preparation of non-standard documents on Customer's request
Comission is charged according to the Bank's fees in section "Preparation, processing of documents and references"
Commission fee for instruction on currency exchange at Euroclear3
11.50 EUR
Conversion of securities
200 EUR
Commission for each payment of coupon income and dividends, if client up-to-date tax form W-8BEN, W-8BEN-E is available and the counterparty provide such service for Bank clients3
50 EUR per payment
Submission of documents (certificates, references, etc.) prepared by the client to depositary - when avaliable
150 EUR + VAT + all expenses8
Opening a subaccount with the Bank’s counterparty for safekeeping client’s assets (Nasdaq CSD (Latvia) etc ) - when avaliable
200 EUR
Each tax related request is reviewed individually
min 150 EUR + VAT
Dispatch of trade confirmations via e-mail or by Fax
Free of Charge
Dispatch of weekly statements via e-mail or by Fax
Free of Charge
Dispatch of statements by mail
mailing expenses

1) Is calculated in euro currency (calculated by act/360 day count) based on the market value of the asset (s) and charged in the currency indicated in investment accounts opening order, excluding metals (commission listed separately). If the asset does not have a market price, then it will be valued by the Bank at its nominal value, unless otherwise agreed

2) For assets of Russian issuers, that are not traded on the Moscow Stock Exchange and are hold in NSD, the storage fee is calculated on a monthly basis, based on the asset's nominal value and rate of client custody fee, additional is charged 100 rubles per issue. Commission is charged in euro currency

3) Or an equivalent in other currency

4) With the exception of servicing client accounts for financial instruments that are subject to limitations imposed by the Bank's counterparty obligations and European Union (hereafter referred to as the EU) laws. In this instance, the Bank examines counterparty requirements and/or EU legislation, and a custody fee of 0.5% year will be charged for managing the financial instruments account

5) From asset market value

6) For the securities transfers, that are hold in NSD, minimum commission is 30 EUR per asset / instruction

7) In accordance with the requirements of the Euroclear depository for the segregation of securities, the Bank's submission of instruction and SWIFT form MT599 may be mandatory and carried out without receiving separate order from the client. If the client submits an order for an external transfer of securities, an additional fee is charged for "External transfers of securities"

8) Including the depository commission for the securities transfer between accounts

Equities, ETF

Charged from trade amount or per 1 share. In addition can be charged agent's commissions, annual depository fee, shareholder servicing fee, inspection fees, transaction fees (conversion, issuance) etc., including VAT, if is applicable

USA1, if share price is:
   below 1 USD
2%, min 100 USD
   1.01-3 USD
1%, min 50 USD
   exceeds 3.01 USD
0.025 USD per share, min 50 USD
Canada
0.025 CAD per share, min 50 CAD
Canada2
0.035 CAD per share, min 50 CAD
United Kingdom3
0.2%, min 50 GBP/ EUR/ USD
LSE IOB
0.25%, min 50 USD
Eurozone (except Austria, Greece, Germany, Finland, Italy, Spain)4, 5
0.2%, min 50 EUR
Austria
0.2%, min 75 EUR
Finland
0.2%, min 75 EUR
Italy
0.2%, min 75 EUR
Greece (purchase/sale)6
0.5% / 1%, min 75 EUR
Germany (except Xetra Frankfurt )
2%, min 100 EUR
Spain
0.2%, min 75 EUR
Xetra Frankfurt
0.2%, min 50 EUR
Norway
0.25%, min 860 NOK
Poland
0.25%, min 250 PLN
Denmark
0.2%, min 565 DKK (charged in euro currency)
Switzerland
0.2%, min 50 CHF
Sweden
0.2%, min 895 SEK
Australia
0.25 %, min 125 AUD (charged in euro currency)
Japan
0.25 %, min 12 500 JPY
Hong Kong7
0.5%, min 1245 HKD (charged in euro currency)
Singapore
0.4%, min 110 SGD (charged in euro currency)
Equities denominated in other currency
by agreement

1) The bank does not guarantee trade execution of OTC US stocks - trading is done on individual request basis only; Hard-to-Borrow fee may apply to short selling

2) In the absence of DMA (Direct market access)

3) In addition stamp duty (0.5% of deal’s volume) and PMT Levy (1 GBP per transaction) are collected, when purchasing assets in GBP

4) The purchasing shares of French companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.3% of the deals amount. The purchasing of shares, depositary certificates such as ADRs and GDRs of Italian companies with market capitalisation over 500 million EUR is applicable to Financial Transaction Tax which equals to 0.1% for regulated markets and 0.2% for others markets of the deals amount. The purchasing shares, depository certificates such as ADRs and GDR, of Spanish companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.2% of the deals amount

5) For purchases of shares of the Irish companies stamp duty (1% of deal’s volume) is additionally charged

6) Additionally, Sales Tax, 0.2% of the sale transaction amount is charged

7) In addition stamp duty (0.13% of deal’s volume) is collected

Bonds

Government bonds in EUR or USD
0.10%, min 50 EUR / USD
Corporate bonds in EUR or USD
0.15%, min 50 EUR / USD
Bonds denominated in other currency
by agreement

Derivatives

Stock options

USA (OCC/CBOE/CME/CBOT)1
3.5 USD, min 35 USD
United Kingdom (Euronext)1
4 GBP, min 35 GBP
EU countries (EUREX/Euronext)1
4 EUR, min 35 EUR
Switzerland (EUREX)1
4 CHF, min 35 CHF

Futures and futures options

USA, Eurozone, UK, Switzerland, if monthly turnover2:
 
   Up to 100 contracts
19 units in the contract currency / per side
   from 101 to 500 contracts
15 units in the contract currency / per side
   from 501 contracts
11 units in the contract currency / per side
Forward contracts on LME
25 USD per contract/per side

1) For options assignments and exercises will be charged standard commissions and taxes as for equity operations

2) Full contract round, commission scale is assigned for the following month according to the results of the current month

Investment fund shares

Third party funds shares

- Charged in currency of the transaction

- In addition to the client commission the Bank may receive inducements from third parties within the individual agreements.

Purchase
1.5%, min 500 EUR
Sale
1%, min 500 EUR

Electronic trading platforms

Rietumu FX trading platform

- Direct access to trading currencies, metals, energies and contracts for difference (CFD). Rietumu FX Trade conditions (www.rietumu.com/en/person/trading/currency/currency-terms)

- Minimum deposit for platform application 1 000 EUR

Commission on the amount of transaction
0.025%
Order placed by phone
+ 50 EUR

Custody fees

Custody fee1, 2, 3, 4
0.25% per annum
External transfers of securities5, 6
0.3%, min 75 EUR
Transfers of securities within the bank
by agreement
Commission fee for submitting an instruction and SWIFT form MT599 by the Bank for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear7
100 EUR
Commission fee for resubmission of the Bank's instruction and SWIFT form MT599 for the transfer of the client's financial instrument to/from the Bank's special nominal holding account in Euroclear, which are required for reasons beyond the Bank's control7
50 EUR
Participation in corporate event (Voting in shareholders' meeting)
55 EUR
Participation in corporate event (except voting in shareholders meeting)
28 EUR
Preparation of non-standard documents on Customer's request
Comission is charged according to the Bank's fees in section "Preparation, processing of documents and references"
Commission fee for instruction on currency exchange at Euroclear3
11.50 EUR
Conversion of securities
200 EUR
Commission for each payment of coupon income and dividends, if client up-to-date tax form W-8BEN, W-8BEN-E is available and the counterparty provide such service for Bank clients3
50 EUR per payment
Submission of documents (certificates, references, etc.) prepared by the client to depositary - when avaliable
150 EUR + VAT + all expenses8
Opening a subaccount with the Bank’s counterparty for safekeeping client’s assets (Nasdaq CSD (Latvia) etc ) - when avaliable
200 EUR
Each tax related request is reviewed individually
min 150 EUR + VAT
Dispatch of trade confirmations via e-mail or by Fax
Free of Charge
Dispatch of weekly statements via e-mail or by Fax
Free of Charge
Dispatch of statements by mail
mailing expenses

1) Is calculated in euro currency (calculated by act/360 day count) based on the market value of the asset (s) and charged in the currency indicated in investment accounts opening order, excluding metals (commission listed separately). If the asset does not have a market price, then it will be valued by the Bank at its nominal value, unless otherwise agreed

2) For assets of Russian issuers, that are not traded on the Moscow Stock Exchange and are hold in NSD, the storage fee is calculated on a monthly basis, based on the asset's nominal value and rate of client custody fee, additional is charged 100 rubles per issue. Commission is charged in euro currency

3) Or an equivalent in other currency

4) With the exception of servicing client accounts for financial instruments that are subject to limitations imposed by the Bank's counterparty obligations and European Union (hereafter referred to as the EU) laws. In this instance, the Bank examines counterparty requirements and/or EU legislation, and a custody fee of 0.5% year will be charged for managing the financial instruments account

5) From asset market value

6) For the securities transfers, that are hold in NSD, minimum commission is 30 EUR per asset / instruction

7) In accordance with the requirements of the Euroclear depository for the segregation of securities, the Bank's submission of instruction and SWIFT form MT599 may be mandatory and carried out without receiving separate order from the client. If the client submits an order for an external transfer of securities, an additional fee is charged for "External transfers of securities"

8) Including the depository commission for the securities transfer between accounts

Equities, ETF

Charged from trade amount or per 1 share. In addition can be charged agent's commissions, annual depository fee, shareholder servicing fee, inspection fees, transaction fees (conversion, issuance) etc., including VAT, if is applicable

USA1, if share price is:
   below 1 USD
2%, min 100 USD
   1.01-3 USD
1%, min 50 USD
   exceeds 3.01 USD
0.025 USD per share, min 50 USD
Canada
0.025 CAD per share, min 50 CAD
Canada2
0.035 CAD per share, min 50 CAD
United Kingdom3
0.2%, min 50 GBP/ EUR/ USD
LSE IOB
0.25%, min 50 USD
Eurozone (except Austria, Greece, Germany, Finland, Italy, Spain)4, 5
0.2%, min 50 EUR
Austria
0.2%, min 75 EUR
Finland
0.2%, min 75 EUR
Italy
0.2%, min 75 EUR
Greece (purchase/sale)6
0.5% / 1%, min 75 EUR
Germany (except Xetra Frankfurt )
2%, min 100 EUR
Spain
0.2%, min 75 EUR
Xetra Frankfurt
0.2%, min 50 EUR
Norway
0.25%, min 860 NOK
Poland
0.25%, min 250 PLN
Denmark
0.2%, min 565 DKK (charged in euro currency)
Switzerland
0.2%, min 50 CHF
Sweden
0.2%, min 895 SEK
Australia
0.25 %, min 125 AUD (charged in euro currency)
Japan
0.25 %, min 12 500 JPY
Hong Kong7
0.5%, min 1245 HKD (charged in euro currency)
Singapore
0.4%, min 110 SGD (charged in euro currency)
Equities denominated in other currency
by agreement

1) The bank does not guarantee trade execution of OTC US stocks - trading is done on individual request basis only; Hard-to-Borrow fee may apply to short selling

2) In the absence of DMA (Direct market access)

3) In addition stamp duty (0.5% of deal’s volume) and PMT Levy (1 GBP per transaction) are collected, when purchasing assets in GBP

4) The purchasing shares of French companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.3% of the deals amount. The purchasing of shares, depositary certificates such as ADRs and GDRs of Italian companies with market capitalisation over 500 million EUR is applicable to Financial Transaction Tax which equals to 0.1% for regulated markets and 0.2% for others markets of the deals amount. The purchasing shares, depository certificates such as ADRs and GDR, of Spanish companies with market capitalisation of over 1 billion EUR is applicable to Financial Transaction Tax which equals to 0.2% of the deals amount

5) For purchases of shares of the Irish companies stamp duty (1% of deal’s volume) is additionally charged

6) Additionally, Sales Tax, 0.2% of the sale transaction amount is charged

7) In addition stamp duty (0.13% of deal’s volume) is collected

Bonds

Government bonds in EUR or USD
0.10%, min 50 EUR / USD
Corporate bonds in EUR or USD
0.15%, min 50 EUR / USD
Bonds denominated in other currency
by agreement

Derivatives

Stock options

USA (OCC/CBOE/CME/CBOT)1
3.5 USD, min 35 USD
United Kingdom (Euronext)1
4 GBP, min 35 GBP
EU countries (EUREX/Euronext)1
4 EUR, min 35 EUR
Switzerland (EUREX)1
4 CHF, min 35 CHF

Futures and futures options

USA, Eurozone, UK, Switzerland, if monthly turnover2:
 
   Up to 100 contracts
19 units in the contract currency / per side
   from 101 to 500 contracts
15 units in the contract currency / per side
   from 501 contracts
11 units in the contract currency / per side
Forward contracts on LME
25 USD per contract/per side

1) For options assignments and exercises will be charged standard commissions and taxes as for equity operations

2) Full contract round, commission scale is assigned for the following month according to the results of the current month

Investment fund shares

Third party funds shares

- Charged in currency of the transaction

- In addition to the client commission the Bank may receive inducements from third parties within the individual agreements.

Purchase
1.5%, min 500 EUR
Sale
1%, min 500 EUR

Electronic trading platforms

Rietumu FX trading platform

- Direct access to trading currencies, metals, energies and contracts for difference (CFD). Rietumu FX Trade conditions (www.rietumu.com/en/person/trading/currency/currency-terms)

- Minimum deposit for platform application 1 000 EUR

Commission on the amount of transaction
0.025%
Order placed by phone
+ 50 EUR